Best Practices in Policy and Procedure Management for Financial Services

Financial services firms contend with a relentless tide of regulatory changes, emerging risks, and evolving business operations; policy and procedure management challenges become increasingly complex. They must create and maintain policies and ensure their ongoing relevance and compliance in a dynamic regulatory environment. Managing policies and procedures is a critical cornerstone in corporate governance, risk management, and compliance. Policies and procedures done right enable a financial services organization to reliably achieve objectives, address uncertainty/risk, and act with integrity. The key to success lies in crafting structured processes that facilitate the authoring, approval, and maintenance of policies while engaging employees to foster awareness, understanding, and adherence. 

Join Michael Rasmussen from GRC 20/20 for a webinar that delves into the heart of these challenges, offering insights into effective strategies and technology’s pivotal role in navigating the intricate waters of policy and procedure management within the dynamic realm of financial services, including:

• Effective Policy Maintenance Strategies
• Understanding Policy Lifecycle Management
• Structured Processes for Policy Authoring and Approval
• Employee Engagement on Policies, Attestations, and Awareness
• The Role of Technology in Policy Lifecycle Management

If you have any questions for Michael, please let us know when you register.

GRC 20/20 Analyst will be presenting at the event . . .

GRC 20/20 ResearchMichael Rasmussen – The GRC Pundit @ GRC 20/20 Research, Michael Rasmussen is an internationally recognized pundit on governance, risk management, and compliance (GRC) – with specific expertise on the topics of GRC strategy, process, information, and technology architectures and solutions. With 30+ years of experience, Michael helps organizations improve GRC processes, design and implement GRC architectures and select solutions that are effective, efficient, and agile. He is a sought-after keynote speaker, author, and advisor and is noted as the “Father of GRC” – being the first to define and model the GRC market in February 2002 while at Forrester Research, Inc.

Conference Host

MCO provides compliance management software that enables companies around the world to reduce their risk of misconduct. The MyComplianceOffice platform lets compliance professionals demonstrate they are proactively managing the regulated activities of employees, third-party vendors and other agents of the firm. Available as a unified suite or à la carte, our easy-to-use and extensible SaaS-based solutions get clients up and running quickly and cost-efficiently.