Compliance & Ethics Management by Design, LONDON

GAN Integrity invites you to connect with your peers for an interactive workshop led by Michael Rasmussen, GRC 20/20 Analyst. This session is dedicated to exploring cutting-edge compliance and ethics management strategies in today’s dynamic regulatory and risk environment, with actionable insights into leveraging technology and AI to drive integrity and efficiency.

Why Attend?

Organizations today face a complex and ever-changing landscape of ethical, regulatory, and legal challenges, compounded by rapid business evolution and the transformative impact of AI. Traditional compliance programs often fall short in meeting the expectations of boards, stakeholders, and regulators.

This workshop equips attendees with practical strategies and frameworks to address these challenges and drive meaningful organizational improvements.

Attendees will be able to take back to their organization’s approaches to:

• Master effective compliance management by defining ownership, ensuring process consistency, and building a full compliance lifecycle.
• Leverage AI as a force for good to enhance compliance and ethics programs while navigating common challenges and pitfalls.
• Drive agility and resilience by balancing innovation with compliance requirements and facilitating ongoing monitoring.
• Strength communication and accountability across employees, stakeholders, regulators, and boards to deliver strong governance and assurance.
• Track, measure and resolve compliance activities through critical workflows, task management, and performance metrics.

Agenda

• Part 1: Why Compliance Matters
  • Compliance in Disarray: how organizations mismanage compliance
  • Compliance Exposure: how mismanaged compliance expose the organization to risk
  • Current drivers & trends pressuring organizations in compliance management
  • Different ways organizations approach compliance management
  • What Effective Compliance Management Achieves: Compliance role in governance, risk management, and compliance
  • The role of Compliance in AI Governance
• Part 2: The Blueprint for Effective Compliance
  • Compliance Governance Committee: bringing together the range of compliance management roles and responsibilities in the organization
  • Compliance Management Charter: defining a structure to govern compliance across the organization
  • How to Develop a Compliance Management Strategic Plan
• Part 3: Compliance Management Lifecycle
  • Compliance obligation identification
  • Ongoing compliance and business context monitoring
  • Compliance communications & attestations
  • Compliance monitoring & assessment
  • Employee engagement in compliance and ethics
  • Third-party risk management and compliance’s role
  • Compliance forms & approvals
  • Compliance metrics & reporting
  • Compliance evaluation, benchmarking & assurance
• Part 4: Compliance Management Architecture
  • Types of compliance management information and how it integrates into compliance processes
  • Components and requirements for a compliance information architecture
  • Kinds of compliance management technologies and what best serves the organization
  • Capabilities and requirements of compliance management platforms
  • Compliance Management Business Case: Articulating the Value of Effective Compliance Management

GRC 20/20 Analyst Workshop Facilitator . . .

Michael Rasmussen is an internationally recognized pundit on governance, risk management, and compliance (GRC) – with specific expertise on enterprise GRC strategy and processes supported by robust information and technology architectures.  With 30+ years of experience, Michael helps organizations improve GRC strategy and processes supported by the correct GRC technology architecture. This enables organizations to align GRC with the business and deliver effective, efficient, resilient, and agile capabilities to the organization.  He is a sought-after keynote speaker, author, and advisor and is noted as the “Father of GRC” — the first to define and model the GRC market in February 2002 while at Forrester.

Workshop Host/Sponsor

GAN Integrity gives compliance teams a better way to do their good work. With a flexible platform that unifies compliance, ethics, and third-party risk management across the enterprise, coupled with deep domain expertise, we make it easy for compliance teams to see everything, adapt to anything, and get all the help they need. That’s why leading companies worldwide — from manufacturing to energy to financial services — rely on GAN Integrity.