Loading Events

« All Events

  • This event has passed.

Panel Discussion on Accountability Compliance and SMCR

2021-02-10 @ 10:00 am 11:00 am CST

In 2020, FCA made it clear that they expect firms to continue with their implementation of SMCR and that by 31 March 2021, firms need to apply Conduct Rules to all non-ancillary staff. 

Firms are reporting a mirage of documents having to be created in order to keep an audit trail of policies and communication. In this webinar, we will take a look at ways to automate the process of ongoing and continuous compliance.

Our team of experts will discuss:

  • The current challenges of keeping compliance with accountability regulations
  • The cultural change that regulators expect
  • How to make accountability compliance efficient, effective, and agile

Speakers:

  • GRC 20/20 expert Michael Rasmussen
  • John Moffatt – Director of Implement Compliance Solutions and Resources Ltd

GRC 20/20 Speaker

Michael Rasmussen, GRC pundit
Michael Rasmussen

GRC 20/20 ResearchMichael Rasmussen – The GRC Pundit @ GRC 20/20 Research, Michael Rasmussen is an internationally recognized pundit on governance, risk management, and compliance (GRC) – with specific expertise on the topics of GRC strategy, process, information, and technology architectures and solutions. With 27+ years of experience, Michael helps organizations improve GRC processes, design and implement GRC architectures and select solutions that are effective, efficient, and agile. He is a sought-after keynote speaker, author, and advisor and is noted as the “Father of GRC” – being the first to define and model the GRC market in February 2002 while at Forrester Research, Inc.

Webinar Sponsor

This image has an empty alt attribute; its file name is ClauseMatch-300x63.png

ClauseMatch is a regulatory technology company that enables financial institutions to streamline regulatory change management through effective organization of internal policies, standards, procedures, and controls. ClauseMatch brings unprecedented productivity for Compliance, Legal, Finance, Operations, and Risk teams saving millions in terms of time and resources, while significantly reducing risk and providing accountability. Institutions benefit from better enterprise governance and proactive regulatory risk mitigation through a 360 degree live view into its current state of compliance with regulatory obligations, further enabling streamlining impact assessment and implementation of existing and future regulations.LogicGate is a team of pragmatic technologists with a mission to empower organizations to solve complex problems related to regulatory pressures, risks, or compliance requirements. Their technology empowers subject matter experts and business process owners to become self-service and build configurable solutions that connect people, processes, and data.

Leave a reply

Your email address will not be published. Required fields are marked *