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Navigating Financial Regulations for Third-Party Risk Management

March 9 @ 2:00 pm 3:00 pm America/New York

Today’s financial services industry operates in an environment characterized by significant regulatory scrutiny. To be compliant, organizations must be aware and adhere to regulations, guidelines, and industry standards as it relates to their vendors, suppliers and third parties. Regulations have also increased reporting obligations for organizations, which for most can be a logistical nightmare given the sheer number of third parties in financial institutions’ ecosystems. Plus, not all mandates are local: Organizations must keep up with ongoing regulatory changes around the globe or face numerous repercussions, including hefty fines and penalties.

Join Compliance Week, Michael Rasmussen of GRC 20/20 and ProcessUnity for a one-hour webcast as we examine the various financial services regulations worldwide and discuss their impact on your third-party risk management program. Our experts will dive into regulations on operational resiliency, privacy, information security, bribery/corruption, and human rights/modern slavery.

Attend the session to understand the:

  • Breadth and depth of regulations impacting third-party risk programs – domestically and around the world
  • Components of an effective third-party risk program and how to address these regulations
  • Elements of a business case to improve compliance as it relates to third-party management

The GRC 20/20 Speaker

Michael Rasmussen, GRC pundit
Michael Rasmussen

GRC 20/20 ResearchMichael Rasmussen – The GRC Pundit @ GRC 20/20 Research, Michael Rasmussen is an internationally recognized pundit on governance, risk management, and compliance (GRC) – with specific expertise on the topics of GRC strategy, process, information, and technology architectures and solutions. With 27+ years of experience, Michael helps organizations improve GRC processes, design and implement GRC architectures and select solutions that are effective, efficient, and agile. He is a sought-after keynote speaker, author, and advisor and is noted as the “Father of GRC” – being the first to define and model the GRC market in February 2002 while at Forrester Research, Inc.

Webinar Host

ProcessUnity is a provider of cloud-based applications for risk and compliance management. The company’s software as a service (SaaS) platform gives organizations the control to assess, measure, and mitigate risk and to ensure the optimal performance of key business processes. ProcessUnity’s flagship solution, ProcessUnity Vendor Risk Management, protects companies and their brands by reducing risks from third-party vendors and suppliers. ProcessUnity helps customers effectively and efficiently assess and monitor both new and existing vendors – from initial due diligence and onboarding through termination. ProcessUnity is used by the world’s leading financial service firms and commercial enterprises. The company is headquartered outside Boston, Massachusetts. For more information, visit http://www.processunity.com.  

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