Managing Regulatory Relationships – Playing by the Regulator’s Rulebook

The National Society of Compliance Professionals is pleased to host this webinar on the “Managing Regulatory Relationships – Playing by the Regulator’s Rulebook”.

The rise in compliance violations, coupled with the onset of rigorous new laws, have prompted regulators to issue increasingly strict regulatory exams. Given that a single negative review can adversely affect a firm’s profitability and reputation, the onus is on banks and financial institutions to do their homework, and ensure that they are well-prepared to face these exams.

For regulatory engagement managers, the biggest task is managing the extensive documentation created during different stages of the exam process. Without a centralized system to manage the required paperwork, it can be difficult to track, retrieve, and deliver timely information to regulators.

Please join Michael Rasmussen, Chief GRC Pundit of GRC 20/20 Research, and other expert panelist(s) to find out more on:

• Preparing for a regulatory exam – Challenges and ways to overcome them
• Strengthening regulatory relationship with a robust regulatory exam management process
• Core elements of an effective regulatory examination management program
• Adopting technology to streamline the overall examination process and gain process visibility

Michael Rasmussen – The GRC Pundit @ GRC 20/20 Research, Michael Rasmussen is an internationally recognized pundit on governance, risk management, and compliance (GRC) – with specific expertise on the topics of GRC strategy, process, information, and technology architectures and solutions. With 23+ years of experience, Michael helps organizations improve GRC processes, design and implement GRC architectures, and select solutions that are effective, efficient, and agile. He is a sought-after keynote speaker, author, and advisor and is noted as the “Father of GRC” — being the first to define and model the GRC market in February 2002 while at Forrester Research, Inc.