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Best Practices for Effective Policy Management for the Financial Services Industry

2021-01-27 @ 10:00 am 11:00 am CST

Change in a single word reflects the world of financial services firms. Firms face an onslaught of regulatory, risk, and business change. This requires that firms have agile approaches to policy management and engagement. As change happens, firms need to ensure that their policies are current and understood throughout the environment. That means that policy management has to be a coordinated, consistent, effective, and efficient process to achieve the agility needed to keep policies current in the context of change.

This webinar takes a detailed look at the best practices for effective and agile policy management in financial services firms. Attendees will learn how best practice to:

  • Identify change that impacts policies;
  • Write and approve policies efficiently and consistently;
  • Communicate and engage employees on policies;
  • Maintain policies to keep them relevant in a dynamic environment;
  • Monitor and report on policy conformance.

The GRC 20/20 Speaker

Michael Rasmussen, GRC pundit
Michael Rasmussen

GRC 20/20 ResearchMichael Rasmussen – The GRC Pundit @ GRC 20/20 Research, Michael Rasmussen is an internationally recognized pundit on governance, risk management, and compliance (GRC) – with specific expertise on the topics of GRC strategy, process, information, and technology architectures and solutions. With 27+ years of experience, Michael helps organizations improve GRC processes, design and implement GRC architectures and select solutions that are effective, efficient, and agile. He is a sought-after keynote speaker, author, and advisor and is noted as the “Father of GRC” – being the first to define and model the GRC market in February 2002 while at Forrester Research, Inc.

Webinar Host

Sword GRC is an ERM solution provider to drive business performance by increasing an organization’s risk-bearing capacity. Where others turn risk management into an overly complex task, the Sword GRC approach is built on a six-step process that reduces complexity and builds value. The Sword GRC solution was the first web-based risk management solution in the industry. Today, Sword GRC customers benefit from more than 25 years of focused development, Enterprise Risk Management experience, and strong industry relationships.

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