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Ensuring Your Compliance Program Is Defensible to Regulators and Others

August 24 @ 11:00 am 12:00 pm America/Seattle

Compliance has become a front-and-center issue from the board down into the operations of financial institutions. Banks and credit unions aim to clearly define their commitment to regulations and obligations and demonstrate their integrity to stakeholders, regulators, employees, and clients. This requires a clear and unified compliance management strategy supported by processes and technology that help institutions defend their commitment to compliance and ethics. 

In this webinar, attendees will learn how to: 

  • Define a compliance and ethics program and how it operates across the organization
  • Engage employees at all levels of the bank/credit union in understanding what is expected of them 
  • Deliver common processes for compliance across functions and departments 
  • Build a defensible information architecture that shows that the financial services firm is managing compliance and ethics

GRC 20/20 Speaker

Michael Rasmussen

GRC 20/20 ResearchMichael Rasmussen – The GRC Pundit @ GRC 20/20 Research, Michael Rasmussen is an internationally recognized pundit on governance, risk management, and compliance (GRC) – with specific expertise on the topics of GRC strategy, process, information, and technology architectures and solutions. With 28+ years of experience, Michael helps organizations improve GRC processes, design and implement GRC architectures, and select solutions that are effective, efficient, and agile. He is a sought-after keynote speaker, author, and advisor and is noted as the “Father of GRC” – being the first to define and model the GRC market in February 2002 while at Forrester Research, Inc.

Webinar Sponsor

Since 2005, Quantivate has been helping organizations efficiently manage their governance, risk, and compliance (GRC) initiatives. Quantivate’s scalable technology and service solutions equip organizations of all sizes to make more strategic decisions, improve performance, and reduce costs.

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